Regulatory legal advice on UK and international financial services law and regulation.

Areas of Advice

  • Compliance with the United Kingdom’s Financial Services and Markets Act (FSMA) regime

  • UK regulatory change and ongoing compliance obligations

  • Impact of European legislation, including the Markets in Financial Instruments Directive (MiFID)

  • Post-Brexit changes to UK financial services law and regulation

  • Regulatory authorisation and permissions

  • European passporting and cross-border regulatory issues

  • E-commerce and FinTech regulatory matters

How I Support Clients

  • Translating vision and regulatory strategy into practical operational performance

  • Implementing strategic regulatory initiatives across organisations

  • Communicating compliance objectives clearly and effectively

  • Providing informed feedback and guidance to senior management and boards

Learn more about my experience

Schedule an appointment.

I advise clients internationally and work between the UK and New Zealand. Please use the form to get in touch.

Wellington

New Zealand

London

United Kingdom